Mostly… fixed income and cross product eTrading

November 24, 2006

FSA re MiFID best execution obligations

Filed under: Mifid — holky @ 12:24 pm

Hector Sants (Managing Director, Wholesale Markets Division, FSA) gave a useful speech 23/11/06 regarding FSAs implementation of MiFID best execution obligations, covering –

-Who is subject to best execution requirements
– If you are subject to MiFID’s best execution requirements, what does that mean for your business in practical terms?
– Portfolio managers and RTOs
– Review and monitoring

 speech transcript here


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