Mostly… fixed income and cross product eTrading

June 22, 2007

FPL “onboarding” !!

Filed under: Client Onboarding, Nuts and Bolts — holky @ 2:14 pm

An FPL Account Management Working Group is being established to examine where a messaging standard will assist in the setup and maintenance of front office and back office accounts and their interaction with clients, clearing firms, execution firms, the give up process and exchanges.
Initial objectives of the group include: 
– Programmatic Account Setup within one or more systems
– Programmatic Account Maintenance within one or more systems
– Programmatic Risk Controls at an Account Level
– Linking Front Office Systems Accounts with Back Office System Accounts
– Better Process Control Around Account Management
– Better Communication with Exchanges and Contra-Brokers

Hey!! Looks like my dream of a “sane” onboarding standard  just might come true….



  1. This is really fantastic news.

    Comment by lacidar — June 25, 2007 @ 3:14 am

  2. You are certainly welcome to join the working group and contribute!

    Comment by Tayloe — August 22, 2007 @ 9:08 pm

  3. Cicada Corporation offers a client onboarding and customer due diligence management solution that offers exactly what you have outlined as key requirements.

    Comment by SHAUN HASSETT — August 14, 2008 @ 6:03 pm

  4. Informative post. I was searching for some information on onboarding and other human resource policies. Really got what i was looking out for.

    Comment by George — December 11, 2008 @ 11:30 am

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